Ho Tsoi
蔡浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Tsoi (蔡浩), a licensed former licensee with CE reference AWK311. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-24 | 2016-12-15 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-22 | 2016-12-15 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-12 | 2016-04-06 |