Ho Tsoi
蔡浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Tsoi (蔡浩), a licensed former licensee with CE reference AWK311. This person has 5.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-24 | 2016-12-15 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-22 | 2016-12-15 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-12 | 2016-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.