Michael Lothar Kurt Riesner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Lothar Kurt Riesner ( ), a licensed former licensee with CE reference AWK175. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-13 | 2017-11-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-20 | 2016-10-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-12-02 | 2016-05-20 |