Si Yan
晏思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Yan (晏思), a licensed former licensee with CE reference AWK174. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-01 | 2011-07-18 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-01 | 2011-07-18 |