Henry Hang Lau
劉恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Hang Lau (劉恆), a licensed former licensee with CE reference AWJ860. This person has 2.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-01 | 2014-04-05 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-01 | 2014-04-05 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-23 | 2012-12-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-12-23 | 2012-12-18 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-29 | 2011-02-13 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-29 | 2011-02-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Hang Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.