Siu Yee Connie Tang
鄧兆怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yee Connie Tang (鄧兆怡), a licensed former licensee with CE reference AWJ624. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-09-17 | 2025-09-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-01 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-01 | 2010-12-06 |