Ho Fai Keith Lau
劉浩暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Fai Keith Lau (劉浩暉), a licensed former licensee with CE reference AWJ157. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-24 | 2011-01-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-24 | 2011-01-27 |