Yang (SFC:AWJ028) Song
宋阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AWJ028) Song (宋阳), a licensed former licensee with CE reference AWJ028. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-07 | 2016-01-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-24 | 2013-07-09 |