Man Yi Nancy Lau
劉敏儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yi Nancy Lau (劉敏儀), a licensed former licensee with CE reference AWJ021. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-23 | 2010-12-08 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-23 | 2010-12-08 |