Yang (SFC:AWI773) Lu
陸楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AWI773) Lu (陸楊), a licensed former licensee with CE reference AWI773. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-24 | 2014-01-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-24 | 2014-01-25 |