Karen Mak
麥鞽譩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Mak (麥鞽譩), a licensed former licensee with CE reference AWI142. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-12 | 2025-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-07 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-11-17 | 2013-08-31 |