Thomas Bodor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Bodor ( ), a licensed former licensee with CE reference AWH545. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-13 | 2025-05-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-19 | 2024-11-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-26 | 2024-02-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-11-22 | 2012-07-05 |