Kin Wa Siu
蕭堅華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wa Siu (蕭堅華), a licensed Representative with CE reference AWH334. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-18 | present |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-11-12 | 2011-05-06 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-11-12 | 2011-05-06 |