Tsz Ngong Ko
高子昂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ngong Ko (高子昂), a licensed former licensee with CE reference AWH115. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-27 | 2013-05-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-29 | 2013-05-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-29 | 2013-05-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-15 | 2011-05-07 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-15 | 2011-05-07 |