Ricky Sheung Tak Chan
陳尚德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Sheung Tak Chan (陳尚德), a licensed former licensee with CE reference AWG842. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2014-10-30 | 2015-01-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-03 | 2013-03-15 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2012-01-03 | 2013-03-15 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-30 | 2011-04-29 |