Ricky Sheung Tak Chan
陳尚德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Sheung Tak Chan (陳尚德), a licensed former licensee with CE reference AWG842. This person has 1.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-10-30 | 2015-01-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-01-03 | 2013-03-15 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 - Asset management | 2012-01-03 | 2013-03-15 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-11-30 | 2011-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Sheung Tak Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.