Nayun Ye
叶拏云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nayun Ye (叶拏云), a licensed former licensee with CE reference AWG076. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-09 | 2015-02-02 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-09 | 2015-02-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-11-15 | 2012-11-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-11-15 | 2012-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-11-15 | 2012-11-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-11-15 | 2012-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-11-15 | 2012-11-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-11-15 | 2012-11-07 |