Takehiro Tsuchimoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takehiro Tsuchimoto ( ), a licensed former licensee with CE reference AWF625. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-29 | 2018-02-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-11-15 | 2014-11-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-15 | 2014-11-20 |