Chaak Ming Lau
劉擇明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaak Ming Lau (劉擇明), a licensed former licensee with CE reference AWF568. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-01 | 2011-06-02 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-03 | 2011-06-02 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2010-12-03 | 2011-06-02 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Chaak Ming Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Walter Gilbert Mearns Nimmo | China Enterprise Securities Company Limited | 2010–2011 |
| Yie Tai Siu | China Enterprise Securities Company Limited | 2010–2011 |
| Masako Watanabe | China Enterprise Securities Company Limited | 2010–2011 |