Bo (SFC:AWF420) Liu
劉波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo (SFC:AWF420) Liu (劉波), a licensed former licensee with CE reference AWF420. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-08 | 2011-08-01 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-08 | 2011-08-01 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-08 | 2011-08-01 |