Jian (SFC:AWF297) Li
李健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:AWF297) Li (李健), a licensed Representative with CE reference AWF297. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-12 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-04-16 | 2022-08-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-30 | 2020-04-16 |
| Autonomous Research Asia Limited 見地研究有限公司 |
RO | Type 4 — Advising on securities | 2018-11-12 | 2019-03-31 |
| Autonomous Research Asia Limited 見地研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-26 | 2018-11-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-04 | 2015-03-30 |