Lisa Wang
汪慧之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Wang (汪慧之), a licensed former licensee with CE reference AWF160. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-03 | 2022-07-13 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-03 | 2022-07-13 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-03 | 2022-07-13 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2017-05-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-02 | 2017-05-26 |