Kwong Yan Lau
劉廣恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yan Lau (劉廣恩), a licensed former licensee with CE reference AWF146. This person has 0.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-01-07 | 2011-10-20 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-03 | 2011-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.