Yi (SFC:AWE691) Xie
謝軼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AWE691) Xie (謝軼), a licensed former licensee with CE reference AWE691. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2012-01-27 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2012-01-27 |