Yan Ki Kuo
郭恩琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ki Kuo (郭恩琦), a licensed former licensee with CE reference AWE687. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-18 | 2019-01-19 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2012-05-18 | 2019-01-19 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-05-18 | 2019-01-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-03 | 2012-02-16 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-03 | 2012-01-30 |