Naoko Awanohara
栗野原名緒子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naoko Awanohara (栗野原名緒子), a licensed former licensee with CE reference AWE541. This person has 5.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-02 | 2017-03-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-08 | 2014-10-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2014-10-28 |