David Anthony Ryan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Anthony Ryan ( ), a licensed former licensee with CE reference AWE536. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-05-05 | 2016-05-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-11-04 | 2014-11-20 |