Michael John Elliott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael John Elliott ( ), a licensed former licensee with CE reference AWE535. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-11-28 | 2016-12-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-05-23 | 2014-06-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-11-04 | 2012-04-01 |