Hiu Fung (SFC:AWD942) Lau
劉曉峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Fung (SFC:AWD942) Lau (劉曉峰), a licensed former licensee with CE reference AWD942. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-02 | 2015-03-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-02 | 2015-03-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-09 | 2012-10-03 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-09 | 2012-10-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2010-12-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-27 | 2010-12-30 |