Jie (SFC:AWC668) Sun
孫潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:AWC668) Sun (孫潔), a licensed former licensee with CE reference AWC668. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-27 | 2014-12-12 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-11 | 2013-11-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-27 | 2012-08-28 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-09 | 2012-06-15 |