Steve Sheng Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Sheng Zhang, a licensed former licensee with CE reference AWC639. This person has 4.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-08-14 | 2015-04-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-08-14 | 2015-04-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-22 | 2014-06-30 |