James Arthur Lawrence Coghill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Arthur Lawrence Coghill ( ), a licensed former licensee with CE reference AWC079. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-02-25 | 2019-03-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-30 | 2018-12-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-05 | 2018-10-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-10 | 2018-09-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-29 | 2018-02-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-07-07 | 2017-07-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-07-15 | 2016-07-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-10-26 | 2016-05-06 |