Sunil Vijay Kapadia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunil Vijay Kapadia ( ), a licensed former licensee with CE reference AWB792. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-16 | 2021-09-03 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-16 | 2021-09-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-10-19 | 2012-03-24 |