Timothy James Leahy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Leahy ( ), a licensed former licensee with CE reference AWB788. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-06-30 | 2023-07-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-01 | 2023-02-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-01-16 | 2020-01-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-11-01 | 2019-11-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-07-19 | 2019-07-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-05-16 | 2019-05-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-01 | 2019-03-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-01-25 | 2019-01-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-12 | 2018-11-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-09-14 | 2018-09-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-08 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-15 | 2017-06-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-09-14 | 2016-10-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-04-14 | 2016-04-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-10-19 | 2016-04-08 |