Jarrod Castle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jarrod Castle ( ), a licensed former licensee with CE reference AWA482. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-11-21 | 2025-11-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-18 | 2024-10-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-21 | 2019-03-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-08-30 | 2018-09-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-05-14 | 2018-05-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-03-24 | 2017-04-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-03-02 | 2016-03-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-03-02 | 2015-03-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-10-18 | 2014-11-20 |