Jarrod Castle

CE No. AWA482 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jarrod Castle (), a licensed former licensee with CE reference AWA482. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2025-11-21 2025-11-26
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2024-10-18 2024-10-22
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2019-03-21 2019-03-25
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2018-08-30 2018-09-03
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2018-05-14 2018-05-18
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2017-03-24 2017-04-04
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2016-03-02 2016-03-11
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2015-03-02 2015-03-05
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2010-10-18 2014-11-20

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