Nina Frances Therese Bugia Tenorio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nina Frances Therese Bugia Tenorio ( ), a licensed former licensee with CE reference AVY764. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-11-03 | 2013-08-31 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-29 | 2011-04-27 |