Hiu Ying Law
羅曉迎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Ying Law (羅曉迎), a licensed former licensee with CE reference AVY395. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-08 | 2017-03-27 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-08 | 2017-03-27 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-24 | 2010-12-13 |