Simon James Penn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon James Penn ( ), a licensed former licensee with CE reference AVY111. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-10-05 | 2010-11-05 |