Simon Wing Him Chu
朱穎謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Wing Him Chu (朱穎謙), a licensed former licensee with CE reference AVX942. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-18 | 2012-06-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-18 | 2012-06-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-10-18 | 2012-06-11 |