Shoji Takikawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shoji Takikawa ( ), a licensed former licensee with CE reference AVW681. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-09-15 | 2014-11-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-15 | 2014-11-20 |