Bo Han Tang
湯博涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Han Tang (湯博涵), a licensed former licensee with CE reference AVW497. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-10-20 | 2015-01-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-10-20 | 2015-01-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-10-20 | 2015-01-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-22 | 2014-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-09-22 | 2014-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-09-22 | 2014-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-04-22 | 2013-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-04-22 | 2013-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-04-22 | 2013-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-02-25 | 2013-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-02-25 | 2013-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-02-25 | 2013-03-01 |