Thomas Gordon Alley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Gordon Alley ( ), a licensed former licensee with CE reference AVW005. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-11-10 | 2013-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-10 | 2013-01-23 |