Cindy So Yim Chan
陳素艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy So Yim Chan (陳素艷), a licensed former licensee with CE reference AVW004. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-12 | 2012-03-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-09-08 | 2012-03-05 |