Hao (SFC:AVV975) Yan
閻灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:AVV975) Yan (閻灝), a licensed former licensee with CE reference AVV975. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-09-05 | 2014-07-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-13 | 2012-07-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-13 | 2012-07-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-13 | 2012-07-21 |