Noel Yan Yan Lee

李恩恩
CE No. AVV946 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noel Yan Yan Lee (李恩恩), a licensed former licensee with CE reference AVV946. This person has 1.0 year of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Taiping Securities (HK) Co Limited
太平証券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-07-26 2014-01-31
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
Rep Type 1 - Dealing in securities 2010-09-27 2011-03-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Noel Yan Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ah Man Chau Taiping Securities (HK) Co Limited 2013–2014
Michael Wai Ho Cheung Taiping Securities (HK) Co Limited 2013–2014
Heung Fei Chua Taiping Securities (HK) Co Limited 2013–2014
Suk Yee Fung Taiping Securities (HK) Co Limited 2013–2014
Elena Go Taiping Securities (HK) Co Limited 2013–2014
Tin Chee Sze Taiping Securities (HK) Co Limited 2013–2014
Chun Wah Wong Taiping Securities (HK) Co Limited 2013–2014
Rongjun Guo Taiping Securities (HK) Co Limited 2013–2014
Suet Mui Chow Taiping Securities (HK) Co Limited 2013–2014
Kin Chow Taiping Securities (HK) Co Limited 2013–2014
Man Ting Chau Taiping Securities (HK) Co Limited 2013–2014
Wing She Chan Taiping Securities (HK) Co Limited 2013–2014
Wing Sze Chan Taiping Securities (HK) Co Limited 2013–2014
Kin Fung Chang Taiping Securities (HK) Co Limited 2013–2014
Chi Kin Fu Taiping Securities (HK) Co Limited 2013–2014
Pik Kuen Liu Taiping Securities (HK) Co Limited 2013–2014
Yim Fong Lau Taiping Securities (HK) Co Limited 2013–2014
Chi Wai Lai Taiping Securities (HK) Co Limited 2013–2014
Wai Wang Sze Taiping Securities (HK) Co Limited 2013–2014
Chui Chung Wong Taiping Securities (HK) Co Limited 2013–2014
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