Xia Luo
羅霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Luo (羅霞), a licensed former licensee with CE reference AVV941. This person has 2.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-06 | 2012-10-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-09-06 | 2012-10-09 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-06 | 2012-10-09 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2010-09-06 | 2012-10-09 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2010-09-06 | 2012-10-09 |