Hsin-Shan Gai
蓋欣山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsin-Shan Gai (蓋欣山), CE reference AVV799. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-25 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-16 | 2020-11-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-08 | 2016-01-21 |