Ying Dai
戴影
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Dai (戴影), a licensed former licensee with CE reference AVV320. This person has 5.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-03 | 2016-09-01 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-03 | 2016-09-01 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-03 | 2016-09-01 |
| CC SIF Advisory Limited |