Wade Patrick Gardiner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wade Patrick Gardiner, a licensed former licensee with CE reference AVV241. This person has 5.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-06-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-09-03 | 2016-04-11 |