Manish Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manish Gupta, a licensed former licensee with CE reference AVU992. This person has 6.4 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-29 | 2018-04-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-03 | 2015-04-27 |