Long (SFC:AVT720) Chen
陳龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Long (SFC:AVT720) Chen (陳龍), a licensed former licensee with CE reference AVT720. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-15 | 2012-02-06 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-15 | 2012-02-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-06 | 2011-07-22 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-06 | 2011-07-22 |