Yiu Kee Lau
劉耀基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kee Lau (劉耀基), a licensed former licensee with CE reference AVT519. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-16 | 2025-09-19 |
| China DIFI Securities Limited 中國數字金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-23 | 2019-06-24 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-26 | 2015-03-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-09 | 2014-07-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-14 | 2012-07-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-14 | 2012-07-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-26 | 2011-02-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2011-02-06 |